SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on September 10, 2003
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)
ResMed Inc.
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(Name of issuer)
Common Stock
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(Title of class of securities)
761152107
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(CUSIP number)
December 31, 2002
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(Date of Event which requires filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this schedule is filed:
|X| Rule 13d-1 (b)
| | Rule 13d-1 (c)
| | Rule 13d-1 (d)
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Deutsche Bank AG*
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) | |
(b) | |
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Federal Republic of Germany
NUMBER OF SHARES 5. SOLE VOTING POWER
BENEFICIALLY OWNED BY 6. SHARED VOTING POWER
221,606
EACH REPORTING 7. SOLE DISPOSITIVE POWER
0
PERSON WITH 8. SHARED DISPOSITIVE POWER
221,606
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
221,606**
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
| |
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.70%**
12. TYPE OF REPORTING PERSON
HC, BK, CO
* In accordance with Securities Exchange Act Release No. 39538 (January 12,
1998), this filing reflects the securities beneficially owned by the Private
Clients and Asset Management business group ("PCAM") of Deutsche Bank AG and its
subsidiaries and affiliates (collectively, "DBAG"). This filing does not reflect
securities, if any, beneficially owned by any other business group of DBAG.
Consistent with Rule 13d-4 under the Securities Exchange Act of 1934 ("Act"),
this filing shall not be construed as an admission that PCAM is, for purposes of
Section 13(d) under the Act, the beneficial owner of any securities covered by
the filing.
** Included in this figure are 1,317,061 CHESS Depository Interests which, when
converted, total 131,706 shares of Common Stock.
Item 1(a). Name of Issuer:
ResMed Inc. (the "Issuer")
Item 1(b). Address of Issuer's Principal Executive Offices:
The address of the Issuer's principal executive offices is
10121 Carroll Canyon Road, San Diego, CA 92131-1109. This
Schedule 13G/A is being filed pursuant to Rule 13d-2(b).
Item 2(a). Name of Person Filing:
This statement is filed on behalf of Deutsche Bank AG ("DBAG")
Item 2(b). Address of Principal Business Office or, if none, Residence:
The principal place of business of DBAG is Taunusanlage
12, D-60325 Frankfurt am Main Federal Republic of Germany.
The principal place of business of DAMAL is 83 Clarence
Street, Sydney NSW, 2000, Australia.
Item 2(c). Citizenship:
The citizenship of each of the Reporting Persons is
set forth on the applicable cover page.
Item 2(d). Title of Class of Securities:
The title of the securities is Common Stock (the
"Common Stock").
Item 2(e). CUSIP Number:
The CUSIP number of the Common Stock is set forth on
each cover page.
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b) or (c), check whether the person filing is a:
(a) |_| Broker or dealer registered under section 15 of the
Act;
(b) |_| Bank as defined in section 3(a)(6) of the Act;
(c) |_| Insurance Company as defined in section 3(a)(19) of
the Act;
(d) |_| Investment Company registered under section 8 of the
Investment Company Act of 1940;
(e) |_| An investment adviser in accordance with Rule 13d-1
(b)(1)(ii)(E);
(f) |_| An employee benefit plan, or endowment fund in
accordance with Rule 13d-1 (b)(1)(ii)(F);
(g) |_| A parent holding company or control person in
accordance with Rule 13d-1 (b)(1)(ii)(G);
(h) |_| A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act;
(i) |_| A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the
Investment Company Act of 1940;
(j) |_| Group, in accordance with Rule 13d-1 (b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1 (c),
check this box. | |
Item 4. Ownership.
(a) Amount beneficially owned:
Each of the Reporting Persons owns the amount of the
Common Stock as set forth on the applicable cover page.
(b) Percent of class:
Each of the Reporting Persons owns the percentage of
the Common Stock as set forth on the applicable cover page.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
Each of the Reporting Persons has the sole power to
vote or direct the vote of the Common Stock as set forth
on the applicable cover page.
(ii) shared power to vote or to direct the vote:
Each of the Reporting Persons has the shared power
to vote or direct the vote of the Common Stock as set
forth on the applicable cover page.
(iii) sole power to dispose or to direct the disposition
of:
Each of the Reporting Persons has the sole power to
dispose or direct the disposition of the Common Stock as
set forth on the applicable cover page.
(iv) shared power to dispose or to direct the
disposition of:
Each of the Reporting Persons has the shared power to
dispose or direct the disposition of the Common Stock as
set forth on the applicable cover page.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following [X].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: September 10,2003
DEUTSCHE BANK AG
By: /s/ Jeffrey A. Ruiz
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Name: Jeffrey A. Ruiz
Title: Vice President